ORS 732.420: “Equity security” defined; rules.
Edition: 2025 EditionEffective: 2026-01-01Last verified: 2026-09-07
As used in ORS 732.220 and 732.420 to 732.455, “equity security” means: (1) Any stock or similar security; (2) Any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; (3) Any such warrant or right; or (4) Any other security which the Director of the Department of Consumer and Business Services shall consider to be of similar nature and consider necessary or appropriate, by such rules as the director may prescribe in the public interest or for the protection of investors, to treat as an equity security. [Formerly 738.710]
Administrative rules citing this section
- OAR 836-024-0100: Statutory authority; purpose — implements
- OAR 836-024-0105: Definitions — implements
- OAR 836-024-0110: Securities “Held of Record” for Purpose of ORS 732.425 — implements
- OAR 836-024-0115: Filing of Statements — implements
- OAR 836-024-0120: Ownership of more than 10 percent of an equity security — implements
- OAR 836-024-0125: Disclaimer of Beneficial Ownership — implements
- OAR 836-024-0130: Exemptions from ORS 732.430 and 732.435 — implements
- OAR 836-024-0135: Exemptions from ORS 732.420 to 732.455 of Securities Purchased or Sold by Odd-lot Dealers — implements
- OAR 836-024-0140: Certain Transactions Subject to ORS 732.430 — implements
- OAR 836-024-0145: Ownership of Securities Held in Trust — implements
- OAR 836-024-0150: Exemption for Small Transactions — implements
- OAR 836-024-0155: Exemption from ORS 732.435 That Need not be Reported Under ORS 732.430 — implements
- OAR 836-024-0160: Exemption from ORS 732.435 of Certain Transactions Effected in Connection with a Distribution — implements
- OAR 836-024-0165: Exemption from ORS 732.435 of Acquisitions of Shares of Stock and Stock Options under Certain Stock Bonus, Stock Option or Similar plans — implements
- OAR 836-024-0170: Exemption from ORS 732.435 of Certain Transactions in Which Securities are Received by Redeeming other Securities — implements
- OAR 836-024-0175: Exemption of long Term Profits Incident to Sales Within Six Months of the Exercise of an Option — implements
- OAR 836-024-0180: Exemption from ORS 732.435 of Certain Acquisitions and Dispositions of Securities Pursuant to Merger or Consolidation — implements
- OAR 836-024-0185: Exemption from ORS 732.435 of Transactions Involving the Deposit or Withdrawal of Equity Securities Under a Voting Trust or Deposit Agreement — implements
- OAR 836-024-0190: Exemption from ORS 732.435 of Certain Transactions Involving the Conversion of Equity Securities — implements
- OAR 836-024-0200: Exemption from ORS 732.435 of Certain Transactions Involving the Sale of Subscription Rights — implements
- OAR 836-024-0205: Exemption of Certain Securities from ORS 732.440 — implements
- OAR 836-024-0210: Exemption from ORS 732.440 of Certain Transactions Effected in Connection with a Distribution — implements
- OAR 836-024-0215: Exemption from ORS 732.440 of Sales of Securities to be Acquired — implements
- OAR 836-024-0220: Arbitrage Transactions under ORS 732.450 — implements
This rule cites
- ORS 732.220 — resolved
- 732.420 — resolved
- 732.455 — resolved
Cited by
- ORS 732.450: Arbitrage transactions exempt; rules.
- ORS 732.455: Rules.
- OAR 836-024-0100: Statutory authority; purpose
- OAR 836-024-0105: Definitions
- OAR 836-024-0110: Securities “Held of Record” for Purpose of ORS 732.425
- OAR 836-024-0125: Disclaimer of Beneficial Ownership
- OAR 836-024-0135: Exemptions from ORS 732.420 to 732.455 of Securities Purchased or Sold by Odd-lot Dealers
- OAR 836-024-0165: Exemption from ORS 732.435 of Acquisitions of Shares of Stock and Stock Options under Certain Stock Bonus, Stock Option or Similar plans
- OAR 836-024-0220: Arbitrage Transactions under ORS 732.450
Official source: https://www.oregonlegislature.gov/bills_laws/ors/ors732.html