OAR 836-024-0205: Exemption of Certain Securities from ORS 732.440

Edition: Current OARD snapshotEffective: 2006-08-07Last verified: 2026-09-07

A security is exempt from ORS 732.440 to the extent necessary to render lawful under that statute the broker’s execution of an order for an account in which the broker has no direct or indirect interest.

Official history and status

Statutory/Other Authority: ORS 731.244, 732.420, 732.430, 732.435, 732.445, 732.450 & 732.455

Statutes/Other Implemented: ORS 732.420 - 732.455

History: ID 16-2006, f. & cert. ef. 8-7-06

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Official source: https://secure.sos.state.or.us/oard/