OAR 441-065: Registration Of Securities

30 rules in Division 065, Chapter 441 (Department of Consumer and Business Services, Finance and Securities Regulation).

  1. OAR 441-065-0001: Fees for Registration of Securities
  2. OAR 441-065-0010: Types of Registration
  3. OAR 441-065-0015: When Registration Application Deemed Abandoned
  4. OAR 441-065-0020: Registration by Qualification
  5. OAR 441-065-0030: Registration by Filing
  6. OAR 441-065-0035: Registration by Multijurisdictional Coordination
  7. OAR 441-065-0040: Registration for Resale, or Dealing and Trading
  8. OAR 441-065-0050: Condominium Securities
  9. OAR 441-065-0060: Creation of Classifications
  10. OAR 441-065-0070: Definitions
  11. OAR 441-065-0080: General Requirements and Limitations
  12. OAR 441-065-0090: Integration
  13. OAR 441-065-0100: Information Requirements - General
  14. OAR 441-065-0110: Public Advertising and General Solicitation
  15. OAR 441-065-0130: Bad Actor Disqualification
  16. OAR 441-065-0140: Limitation on Selling Expenses
  17. OAR 441-065-0150: Escrow of Proceeds
  18. OAR 441-065-0160: Rescission of Improvident Sales Including Oversales
  19. OAR 441-065-0180: Licensing of Salespersons
  20. OAR 441-065-0190: Filings and Reports
  21. OAR 441-065-0200: Records
  22. OAR 441-065-0210: Waiver of Provisions
  23. OAR 441-065-0220: Small Offering Abbreviated Registration (SOAR) Procedure for Offerings Not Exceeding $1,000,000 (Including Under SEC Rule 504)
  24. OAR 441-065-0221: Application and Information Requirements for a SOAR Offering
  25. OAR 441-065-0222: SOAR Offering Disclosure Requirements
  26. OAR 441-065-0223: Denial or Approval of a SOAR Offering Application by the Director
  27. OAR 441-065-0224: Retroactive Registration of SOAR Securities that Exceed the Amount Registered
  28. OAR 441-065-0225: Registration for a Small Corporate Offering Registration (SCOR) Procedure for Offerings Not Exceeding $5,000,000
  29. OAR 441-065-0250: Definitions
  30. OAR 441-065-0260: Optional Registration Procedures for Securities Involving Real Estate Paper