OAR 441-065: Registration Of Securities
30 rules in Division 065, Chapter 441 (Department of Consumer and Business Services, Finance and Securities Regulation).
- OAR 441-065-0001: Fees for Registration of Securities
- OAR 441-065-0010: Types of Registration
- OAR 441-065-0015: When Registration Application Deemed Abandoned
- OAR 441-065-0020: Registration by Qualification
- OAR 441-065-0030: Registration by Filing
- OAR 441-065-0035: Registration by Multijurisdictional Coordination
- OAR 441-065-0040: Registration for Resale, or Dealing and Trading
- OAR 441-065-0050: Condominium Securities
- OAR 441-065-0060: Creation of Classifications
- OAR 441-065-0070: Definitions
- OAR 441-065-0080: General Requirements and Limitations
- OAR 441-065-0090: Integration
- OAR 441-065-0100: Information Requirements - General
- OAR 441-065-0110: Public Advertising and General Solicitation
- OAR 441-065-0130: Bad Actor Disqualification
- OAR 441-065-0140: Limitation on Selling Expenses
- OAR 441-065-0150: Escrow of Proceeds
- OAR 441-065-0160: Rescission of Improvident Sales Including Oversales
- OAR 441-065-0180: Licensing of Salespersons
- OAR 441-065-0190: Filings and Reports
- OAR 441-065-0200: Records
- OAR 441-065-0210: Waiver of Provisions
- OAR 441-065-0220: Small Offering Abbreviated Registration (SOAR) Procedure for Offerings Not Exceeding $1,000,000 (Including Under SEC Rule 504)
- OAR 441-065-0221: Application and Information Requirements for a SOAR Offering
- OAR 441-065-0222: SOAR Offering Disclosure Requirements
- OAR 441-065-0223: Denial or Approval of a SOAR Offering Application by the Director
- OAR 441-065-0224: Retroactive Registration of SOAR Securities that Exceed the Amount Registered
- OAR 441-065-0225: Registration for a Small Corporate Offering Registration (SCOR) Procedure for Offerings Not Exceeding $5,000,000
- OAR 441-065-0250: Definitions
- OAR 441-065-0260: Optional Registration Procedures for Securities Involving Real Estate Paper