OAR 441-065-0190: Filings and Reports
Edition: Current OARD snapshotEffective: 2018-05-01Last verified: 2026-09-07
(1) For offerings registered as a SOAR Offering, the Director may, as a condition of registration, require the issuer to file one or more sales reports. (2) For offerings registered as a SCOR Offering, the issuer shall file the following reports with the Director: (a) If the offering is made in reliance on Securities Act Rule 504(17 CFR §230.504), a copy of any completed Form D that is filed with the Securities and Exchange Commission; or (b) If the offering is not made in reliance on to Securities Act Rule 504(17 CFR §230.504), a report on a form and at times specified by the Director as a condition of registration.
Official history and status
Statutory/Other Authority: ORS 59.085
Statutes/Other Implemented: ORS 59.085
History: FSR 5-2018, amend filed 04/26/2018, effective 05/01/2018 FCS 2-1998, f. & cert. ef. 4-30-98 FCS 4-1992, f. & cert. ef. 10-1-92 FCS 15-1988, f. & ef. 11-21-88, Renumbered from 815-036-0065 FCS 11-1988(Temp), f. & cert. ef. 6-2-88, Renumbered from 815-036-0065 CC 11-1982, f. 8-11-82, ef. 10-10-82 CC 9-1982(Temp), f. 4-7-82, ef. 4-15-82
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Official source: https://secure.sos.state.or.us/oard/