OAR 441-065-0001: Fees for Registration of Securities
Edition: Current OARD snapshotEffective: 2004-05-19Last verified: 2026-09-07
Pursuant to ORS 59.065, the Director sets the following fees for registration of securities: (1) For initial registration, a fee of 1/10 of 1% of the amount offered in Oregon, with a minimum fee of $200 and a maximum fee of $1,500. (2) For renewal of a current registration, a fee of 1/10 of 1% of the amount offered in Oregon, with a minimum fee of $200 and a maximum fee of $1,500. (3) To increase the aggregate offering amount of a current registration, a fee calculated for registration of the desired aggregate offering amount less fees previously paid for the current registration, but not less than $100. Amending the aggregate offering amount does not extend the expiration date of the current registration.
Official history and status
Statutory/Other Authority: ORS 59.065
Statutes/Other Implemented: ORS 59.065 & 59.070
History: FCS 1-2004, f. & cert. ef. 5-19-04 FCS 2-2003(Temp), f. & cert. ef. 11-26-03 thru 5-21-04
This rule cites
- ORS 59.065 — resolved
Cited by
- OAR 441-035-0045: Solicitation of Interest for Offering of Securities Pursuant to SEC Regulation A
- OAR 441-065-0020: Registration by Qualification
- OAR 441-065-0035: Registration by Multijurisdictional Coordination
- OAR 441-065-0221: Application and Information Requirements for a SOAR Offering
- OAR 441-065-0224: Retroactive Registration of SOAR Securities that Exceed the Amount Registered
- OAR 441-065-0225: Registration for a Small Corporate Offering Registration (SCOR) Procedure for Offerings Not Exceeding $5,000,000
- OAR 441-075-0020: Specific Renewal Procedures
- OAR 441-095-0030: Fairness Hearing Procedures
Official source: https://secure.sos.state.or.us/oard/