ORS 732.430: Filing statement of security ownership with director; rules.
Edition: 2025 EditionEffective: 2026-01-01Last verified: 2026-09-07
Every person who is directly or indirectly the beneficial owner of more than 10 percent of any class of any equity security of a domestic stock insurer, or who is a director or an officer of the insurer, shall file with the Director of the Department of Consumer and Business Services within 10 days after the person becomes a beneficial owner, director or officer, a statement, on a form prescribed by the director, of the amount of all equity securities of the insurer of which the person is the beneficial owner. If there is a change in the ownership by a person to whom this section applies, the person shall file with the director a statement, on a form prescribed by the director, indicating the person’s ownership and the changes in the person’s ownership. The person shall file the statement of change in ownership before the end of the second business day following the day on which the transaction was executed. If it is not feasible for the person to file the statement by the end of the second business day, the person shall file the statement according to rules adopted by the director. [Formerly 738.730; 2005 c.185 §9]
Administrative rules citing this section
- OAR 836-024-0100: Statutory authority; purpose — implements
- OAR 836-024-0110: Securities “Held of Record” for Purpose of ORS 732.425 — implements
- OAR 836-024-0115: Filing of Statements — implements
- OAR 836-024-0120: Ownership of more than 10 percent of an equity security — implements
- OAR 836-024-0125: Disclaimer of Beneficial Ownership — implements
- OAR 836-024-0130: Exemptions from ORS 732.430 and 732.435 — implements
- OAR 836-024-0135: Exemptions from ORS 732.420 to 732.455 of Securities Purchased or Sold by Odd-lot Dealers — implements
- OAR 836-024-0140: Certain Transactions Subject to ORS 732.430 — implements
- OAR 836-024-0145: Ownership of Securities Held in Trust — implements
- OAR 836-024-0150: Exemption for Small Transactions — implements
- OAR 836-024-0155: Exemption from ORS 732.435 That Need not be Reported Under ORS 732.430 — implements
- OAR 836-024-0160: Exemption from ORS 732.435 of Certain Transactions Effected in Connection with a Distribution — implements
- OAR 836-024-0165: Exemption from ORS 732.435 of Acquisitions of Shares of Stock and Stock Options under Certain Stock Bonus, Stock Option or Similar plans — implements
- OAR 836-024-0170: Exemption from ORS 732.435 of Certain Transactions in Which Securities are Received by Redeeming other Securities — implements
- OAR 836-024-0175: Exemption of long Term Profits Incident to Sales Within Six Months of the Exercise of an Option — implements
- OAR 836-024-0180: Exemption from ORS 732.435 of Certain Acquisitions and Dispositions of Securities Pursuant to Merger or Consolidation — implements
- OAR 836-024-0185: Exemption from ORS 732.435 of Transactions Involving the Deposit or Withdrawal of Equity Securities Under a Voting Trust or Deposit Agreement — implements
- OAR 836-024-0190: Exemption from ORS 732.435 of Certain Transactions Involving the Conversion of Equity Securities — implements
- OAR 836-024-0200: Exemption from ORS 732.435 of Certain Transactions Involving the Sale of Subscription Rights — implements
- OAR 836-024-0205: Exemption of Certain Securities from ORS 732.440 — implements
- OAR 836-024-0210: Exemption from ORS 732.440 of Certain Transactions Effected in Connection with a Distribution — implements
- OAR 836-024-0215: Exemption from ORS 732.440 of Sales of Securities to be Acquired — implements
- OAR 836-024-0220: Arbitrage Transactions under ORS 732.450 — implements
This rule cites
No citations extracted.
Cited by
- ORS 732.425: Application of insider trading regulation.
- ORS 732.435: Suit to recover insider profits; exempted transactions; rules.
- ORS 732.440: Prohibited sales of securities.
- ORS 732.450: Arbitrage transactions exempt; rules.
- ORS 732.455: Rules.
- OAR 836-024-0100: Statutory authority; purpose
- OAR 836-024-0115: Filing of Statements
- OAR 836-024-0120: Ownership of more than 10 percent of an equity security
- OAR 836-024-0130: Exemptions from ORS 732.430 and 732.435
- OAR 836-024-0145: Ownership of Securities Held in Trust
- OAR 836-024-0150: Exemption for Small Transactions
- OAR 836-024-0155: Exemption from ORS 732.435 That Need not be Reported Under ORS 732.430
- OAR 836-024-0165: Exemption from ORS 732.435 of Acquisitions of Shares of Stock and Stock Options under Certain Stock Bonus, Stock Option or Similar plans
- OAR 836-024-0215: Exemption from ORS 732.440 of Sales of Securities to be Acquired
- OAR 836-024-0220: Arbitrage Transactions under ORS 732.450
Official source: https://www.oregonlegislature.gov/bills_laws/ors/ors732.html