ORS 59.995: Civil penalties for ORS 59.005 to 59.505, 59.710 to 59.830 and 59.991; exceptions.
Edition: 2025 EditionEffective: 2026-01-01Last verified: 2026-09-07
(1)(a) Except as provided in paragraphs (b) and (c) of this subsection, in addition to all other penalties and enforcement provisions provided by law, any person that violates or procures, aids or abets the violation of this section and ORS 59.005 to 59.505, 59.710 to 59.830 and 59.991 or any rule or order of the Director of the Department of Consumer and Business Services is subject to a penalty of not more than $20,000 for every violation, which must be paid to the General Fund of the State Treasury. (b) Any person that violates or procures, aids or abets the violation of ORS 59.485 or of any rule the director adopts for administration of ORS 59.480 to 59.505 is subject to a penalty of not more than $1,000 for every violation, which must be paid to the General Fund of the State Treasury. (c) A person that violates or procures, aids or abets a violation of this section or ORS 59.005 to 59.505, 59.710 to 59.830 and 59.991 or any rule or order of the director and that knows or should know that the act or practice that constitutes the violation injures, or is otherwise directed at, a vulnerable person, as defined in ORS 124.100, is in addition to all other penalties and enforcement provisions provided by law subject to a penalty of not more than $60,000 for each violation, which must be paid to the General Fund of the State Treasury. (2) Every violation described in subsection (1)(a) and (c) of this section is a separate offense and, in the case of a continuing violation, each day’s continuance is a separate violation, but the maximum penalty for any continuing violation under subsection (1)(a) of this section may not exceed $100,000 and the maximum penalty for a continuing violation under subsection (1)(c) of this section may not exceed $300,000. (3) Civil penalties under this section shall be imposed as provided in ORS 183.745. (4) In addition to imposing a penalty provided under this section, the director may order a person whose acts, omissions, practices, operations or violation of ORS 59.005 to 59.505 and 59.710 to 59.830 or a rule or order of the director causes harm to another person to pay restitution to the other person. (5) This section does not apply to: (a) A failure to file a notice and pay a fee pursuant to ORS 59.049 (1), (2) or (3); (b) A failure to file a notice and pay a fee pursuant to ORS 59.165 (7); (c) A failure to pay a fee pursuant to ORS 59.175 (9); or (d) A violation of any rule adopted by the director under ORS 59.049 (1), (2) or (3) or 59.165 (7). [1973 c.366 §10; 1975 c.491 §5; 1983 c.696 §7; 1985 c.349 §28; 1989 c.197 §18; 1991 c.734 §3; 1997 c.772 §29; 1999 c.53 §6; 1999 c.315 §4; 2017 c.313 §6; 2017 c.514 §8; 2023 c.494 §2]
This rule cites
- ORS 59.005 — resolved
- 59.505 — resolved
- 59.710 — resolved
- 59.830 — resolved
- 59.991 — resolved
- ORS 59.485 — resolved
- ORS 59.480 — resolved
- ORS 124.100 — resolved
- ORS 183.745 — resolved
- ORS 59.049 — resolved
- ORS 59.165 — resolved
- ORS 59.175 — resolved
Cited by
- ORS 59.005: Short title.
- ORS 59.051: Statutory references to federal law.
- ORS 59.350: Treatment of certain transactions.
- ORS 59.991: Criminal penalties for ORS 59.005 to 59.505, 59.710 to 59.830, 59.991 and 59.995; exceptions.
- ORS 94.989: Interpretation of membership camping contracts; application of Unlawful Trade Practices Act.
- ORS 166.715: Definitions for ORS 166.715 to 166.735.
- ORS 520.230: Approved agreement for cooperative or unit development of pool not to be construed as violating certain regulatory laws.
- ORS 522.515: When agreement or plan held not to violate state securities or trade law.
- ORS 705.165: Disposition of moneys accruing from department administration and enforcement of certain laws.
- ORS 705.300: Records of actions of director regarding securities, commodity and franchise laws.
- ORS 705.310: Evidentiary effect of certain records regarding securities, commodities and franchises; fees.
- ORS 705.320: Certified documents; effect.
- ORS 705.330: Withdrawal of certain documents; review; effect.
- ORS 705.340: Access to director’s and department records regarding securities, commodities and franchises; rules; accuracy of information.
- ORS 705.350: Fees for certain documents; rules.
- ORS 731.046: Exemption of policies from Securities Law.
- ORS 732.125: Registration of securities subsequent to issuance of organization permit and certificate of incorporation.
- OAR 441-325-0050: Relationship to Securities Law
Official source: https://www.oregonlegislature.gov/bills_laws/ors/ors059.html