OAR 441-035: Securities Transactions Exempt From Registration
26 rules in Division 035, Chapter 441 (Department of Consumer and Business Services, Finance and Securities Regulation).
- OAR 441-035-0005: Self-Executing Transaction Exemptions
- OAR 441-035-0010: Accredited Investor
- OAR 441-035-0020: Transactions Ineligible Under ORS 59.035(7) Exemption
- OAR 441-035-0021: Disclosure Requirements for Real Estate Paper Transactions Exempt Under ORS 59.035(7)
- OAR 441-035-0030: Manual Exemption
- OAR 441-035-0045: Solicitation of Interest for Offering of Securities Pursuant to SEC Regulation A
- OAR 441-035-0050: Isolated Issuer Transaction
- OAR 441-035-0060: Offers of Securities on the Internet
- OAR 441-035-0070: Policy and Purpose of the Oregon Intrastate Offering Exemption (OIO)
- OAR 441-035-0080: Definitions
- OAR 441-035-0090: Requirements for Exemption From Securities Registration
- OAR 441-035-0100: Resale Limitations
- OAR 441-035-0110: Required Filings
- OAR 441-035-0120: Required Disclosures
- OAR 441-035-0125: Reporting
- OAR 441-035-0130: Advertising
- OAR 441-035-0140: Use of Internet General Requirements
- OAR 441-035-0160: Use of the Internet by Third Party Platform Providers
- OAR 441-035-0170: Prohibited Offerings
- OAR 441-035-0180: Prohibition on Commissions, Fees and Other Remuneration
- OAR 441-035-0190: Integration
- OAR 441-035-0210: Bad Actor Disqualification
- OAR 441-035-0220: Records
- OAR 441-035-0230: Burden of Proof
- OAR 441-035-0240: Waivers
- OAR 441-035-0300: Certain Compensatory Benefit Plans