OAR 441-025-0050: Additional Exempt Employee Benefit Plans

Edition: Current OARD snapshotEffective: 2017-02-01Last verified: 2026-09-07

Pursuant to ORS 59.025(15), securities issued in connection with an employee benefit plan are exempt from registration if the plan: (1) Is subject to or voluntarily complies with Title I of the Employee Retirement Income Security Act of 1974, as amended, 29 U.S.C. §§ 1001-1191c; (2) Meets the requirements of Section 403(b) of the Internal Revenue Code, 26 U.S.C. § 403(b); or (3) Does not permit employee contributions.

Official history and status

Statutory/Other Authority: ORS 59.285

Statutes/Other Implemented: ORS 59.025

History: FSR 2-2017, f. 1-31-17, cert. ef. 2-1-17 FCS 1-2012, f. & cert. ef. 7-9-12 FCS 7-2000, f. & cert. ef. 6-2-00 FCS 4-1990, f. & cert. ef. 8-21-90 FCS 5-1988, f. 3-22-88, cert. ef. 2-25-88 FCS 3-1987(Temp), f. 9-24-87, cert. ef. 9-28-87, Renumbered from 815-030-0025 CC 2-1978, f. 6-5-78, cert. ef. 6-10-78, Renumbered from 815-010-0010 CC 3-1969, f. 10-2-69, cert. ef. 10-25-69

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Official source: https://secure.sos.state.or.us/oard/